EXPERIENCE MATTERS

Founder & Managing Principal

Private Wealth Advisor 

Andres has over 20 years of experience advising entrepreneurs, families and organizations on a broad array of complex financial advisory matters.  Prior to launching Legacy Wealth Investment Counsel, Andres served as a Managing Director and Senior Wealth Advisor with Baker Tilly Wealth Management, LLC - an SEC Registered Investment Advisor and fully owned subsidiary of Baker Tilly US, LLP.  As a Senior Advisor with the firm's Private Wealth Practice, Andres served on the firm's Financial Planning Committee and specialized in creating tax-efficient wealth management plans for high net-worth and ultra high-net worth families and businesses.  Prior to joining Baker Tilly, Andres spent over a decade in private wealth management with Morgan Stanley, Northwestern Mutual and Charles Schwab.  Prior to his career in private wealth, Andres spent several years in the investment banking industry with Madison Street Capital and Houlihan Smith, where he advised middle market businesses on debt and equity capital raises and mergers and acquisitions.  Andres began his career in financial services as a summer analyst with Salomon Smith Barney in Chicago.   

 Andres holds an MBA in Finance from the University of Illinois at Urbana-Champaign and a Postgraduate Certificate in Financial Management from the University of Chicago.  He is a graduate of the Wealth & Asset Management Executive Program at the Yale School of Management and earned a Certificate in Personal Financial Planning from UCLA.  Andres holds Bachelor degrees in Economics and Philosophy from Loyola University Chicago where he studied at the Syracuse University International Institute in Madrid.  Andres is an alumnus of the United States Naval Academy Prep School in Newport, Rhode Island, where he received a U.S. congressional nomination from the Honorable Ronald D. Coleman.  Andres is a CERTIFIED FINANCIAL PLANNER™ Professional with FINRA Series 7 and 66 Securities Licenses.  He holds Life, Health and Variable Annuity insurance licenses (CA #0I84082). 

Chief Investment Officer 

Based in Philadelphia, Tim provides commentary on macroeconomic and capital market trends and expertise on global public equity markets.  Currently the Chief Investment Officer at Orion, Tim works with Legacy Wealth Investment Counsel as an Outsourced Chief Investment Officer where he helps drive the firm's investment strategy and asset allocation decisions.  Tim was previously the Global Investment Strategist for Brinker Capital and was named Chief Investment Officer at Orion following Orion’s merger with Brinker in 2020. In the CIO role, Tim had responsibility for the investment management and strategies for Orion Portfolio Solutions and Brinker Capital Investments.  Prior to joining Brinker Capital, Tim was a Portfolio Manager at TAMRO Capital Partners, where he directed overall portfolio construction on two long-only, US equity strategies based on fundamental company and industry analysis and understanding the potential impact of economic, industry, and political trends on portfolio holdings. Prior to TAMRO, Tim was employed as an Equity Analyst at Manley Asset Management, a long/short hedge fund firm. Additionally, he was a Partner at Towers Group, a boutique corporate communications firm providing media and public relations counsel to capital markets companies. 

Tim received a Bachelor of Arts in Political Science from Drew University. He also holds a FINRA Series 65 securities license and is a Chartered Financial Analyst® (CFA®) Charterholder.  Tim’s investment commentary can be found in various business media, including CNBC, Fox Business, Bloomberg TV, Bloomberg Radio, The Wall Street Journal, Investor’s Business Daily, and the Financial Times.

Chief Compliance Officer

Staci oversees legal and compliance for Legacy Wealth Investment Counsel.  A co-founder of Portside Wealth Group, Staci brings over 20 years of management and supervision experience, and prides herself in having developed and implemented  robust compliance, risk assessment, advertising, supervisory, and training and monitoring programs. Staci has successfully guided broker/dealer and RIA firms through many regulatory audits.

Staci has earned FINRA Series 24, 7, 63, 66 and 53 securities licenses, along with successfully earning the CRCP (Certified Regulatory Compliance Professional)® designation.

Front Office Administrator

Based in the firm's Newport Beach office, Sarah provides front desk coverage and administrative support for the firm.   

Sarah is a graduate of American University in Washington DC