Our team of wealth management professionals and partners bring decades of collective experience to help guide our clients through every financial milestone. With a deep understanding of market dynamics and a commitment to personalized service, we craft tailored strategies that address the unique goals of our clients
Founder & Managing Partner
Private Wealth Advisor
Andres has over 20 years of experience advising entrepreneurs, families and organizations on a broad array of complex financial advisory matters. Prior to launching Legacy Wealth Investment Counsel, Andres served as a Managing Director and Senior Wealth Advisor with Baker Tilly Wealth Management, LLC - an SEC Registered Investment Advisor and fully owned subsidiary of Baker Tilly US, LLP. As a Senior Advisor with the firm's Private Wealth Practice, Andres served on the firm's Financial Planning Committee and specialized in creating tax-efficient wealth management plans for high net-worth and ultra high-net worth families and businesses. Prior to joining Baker Tilly, Andres spent over a decade in private wealth management with Morgan Stanley, Northwestern Mutual and Charles Schwab. Prior to his career in private wealth, Andres spent several years in the investment banking industry with Madison Street Capital and Houlihan Smith, where he advised middle market businesses on debt and equity capital raises and mergers and acquisitions. Andres began his career as a summer analyst with Salomon Smith Barney in Chicago.
Andres holds an MBA in Finance from the University of Illinois at Urbana-Champaign and a Postgraduate Certificate in Financial Management from the University of Chicago. He is a graduate of the Wealth Management Executive Program at the Yale School of Management and earned a Certificate in Personal Financial Planning from UCLA. Andres holds Bachelor (BA) degrees in Economics and Philosophy from Loyola University Chicago, and studied at the Syracuse University International Institute in Madrid. He is an alumnus of the United States Naval Academy Prep School in Newport, Rhode Island, receiving a U.S. Congressional Nomination from the Honorable Ronald D. Coleman. Andres is a CERTIFIED FINANCIAL PLANNER™ (CFP®) Professional with FINRA Series 7 and 66 Securities Licenses. He holds Life, Health and Variable Annuity insurance licenses (CA #0I84082).
Chief Fixed Income Strategist
Portfolio Manager
Based in Los Angeles, Mark provides expertise on income generating strategies with a primary focus on taxable and municipal fixed income. Mark also provides guidance on the firm's custom index strategies. As an External Portfolio Manager with Townsquare Capital, Mark also works with institutional fixed income asset managers across the country to develop custom portfolio solutions for high net worth families, family offices and organizations. Mark began his career at RNC Genter Capital Management, an SEC Registered Investment Advisor based in Los Angeles. Over his 17 years at RNC Genter, Mark served as a Vice President and Western Region Director with the firm's Institutional Division. While at RNC Genter, Mark advised the firm's ultra high net worth and institutional clients on a wide array of fixed income portfolio management solutions.
Mark holds a Bachelor of Science in Biology from UCLA. Additionally, Mark holds FINRA Series 6, 65 and 63 Securities Licenses.
Chief Investment Officer
Based in Philadelphia, Tim provides guidance on macroeconomic and market-related developments and expertise on global public equity markets. Currently the Chief Investment Officer at Orion, Tim works with Legacy Wealth Investment Counsel as an Outsourced Chief Investment Officer where he helps drive the firm's investment strategy and asset allocation decisions. Tim was previously the Global Investment Strategist for Brinker Capital and was named Chief Investment Officer at Orion following Orion’s merger with Brinker in 2020. In the CIO role, Tim had responsibility for the investment management and strategies for Orion Portfolio Solutions and Brinker Capital Investments. Prior to joining Brinker Capital, Tim was a Portfolio Manager at TAMRO Capital Partners, where he directed overall portfolio construction on two long-only, US equity strategies based on fundamental company and industry analysis and understanding the potential impact of economic, industry, and political trends on portfolio holdings. Prior to TAMRO, Tim was employed as an Equity Analyst at Manley Asset Management, a long/short hedge fund firm. Additionally, he was a Partner at Towers Group, a boutique corporate communications firm providing media and public relations counsel to capital markets companies.
Tim holds a Bachelor of Arts in Political Science from Drew University. He also holds a FINRA Series 65 securities license and is a Chartered Financial Analyst® (CFA®) Charterholder. Tim’s investment commentary can be found in various business media, including CNBC, Fox Business, Bloomberg TV, Bloomberg Radio, The Wall Street Journal, Investor’s Business Daily, and the Financial Times.
Chief Compliance Officer
A co-founder of Portside Wealth Group, Staci brings over 20 years of management and supervision experience, and prides herself in having developed and implemented robust compliance, risk assessment, advertising, supervisory, and training and monitoring programs. Staci has successfully guided broker/dealer and RIA firms through many regulatory audits.
Staci has earned FINRA Series 24, 7, 63, 66 and 53 securities licenses, along with successfully earning the CRCP (Certified Regulatory Compliance Professional)® designation.
Chief Operations Officer
A co-founder of Portside Wealth Group, Will entered the financial services industry in 2013, gaining experience in front-office operations before becoming licensed and shifting to back-office RIA and broker/dealer operations. He has helped build and scale multiple businesses’ operations. Prior to that, Will served in the Army for 9 years.
Will holds a Bachelor Degree in International Relations from BYU. Additionally, Will is a FINRA Series 66 licensed financial professional, and also holds the PMP (Project Management Professional)® designation
Private Wealth Intern
Based in Los Angeles, Isabella collaborates closely with the firm’s Principals and Senior Advisors to support the firm's business development and growth initiatives. Isabella is also involved with the Bellwether Asset Management Women’s Mentorship Program and is a member of the USC Marshall Real Estate Finance Association.
Isabella is currently pursuing a Bachelor of Science Degree in Real Estate Development and Business Finance at the USC Price School of Public Policy.
Front Office Administrator
Based in Orange County, Sarah provides front desk coverage and administrative support for the firm's Newport Beach Headquarters. She also serves as the Executive Suites Manager for the LFC Group of Companies.
Sarah holds a Bachelor of Arts from American University in Washington DC. She also studied Digital Marketing and Communications at the University of California at Davis.
Front Desk Receptionist
Sarah provides front desk coverage for the firm's Century City office in Los Angeles.
Family Office Services Partner
Based in New York, Dawn Marie is the Executive Director and Founder of DML Consultants Ltd., an UHNW family office advisor. Dawn brings over two decades of experience to the Legacy Wealth Investment Counsel team, including extensive experience consulting on regulatory, compliance, operational risk and governance matters with Executive Committees across various asset managers. She is experienced in establishing family governance structures for UHNW families and family offices while also providing a bespoke suite of holistic and innovative solutions for UHNW multi-generational families.
Dawn's methodology combines neuroscience, mindfulness, and biohacking with traditional family office expertise to create sustainable frameworks that support both wealth preservation and personal vitality. She helps UHNW families address chronic stress, improve focus, and enhance presence while maintaining their financial legacy. Through personalized wellness strategies and next-generation engagement programs, she facilitates authentic family communication and decision-making that spans generations.
Dawn holds a Doctor of Law (JD) from The Georgetown University Law Center and a Bachelor of Arts from Boston College. She has also completed advanced training in human optimization techniques, including functional health, breathwork and meditation.
Senior Portfolio Strategist
Chris is a Chartered Financial Analyst® and a CERTIFIED FINANCIAL PLANNER™ Professional. He is a graduate of Brigham Young University.
Director of Fixed Income Strategies
Monica is a Chartered Financial Analyst®, a Certified Public Accountant and a Chartered Global Management Accountant. She is a graduate of Louisiana State University.
Senior Investment Strategist
Cody is a CERTIFIED FINANCIAL PLANNER™ Professional and holds a Master of Finance from the University of Utah, Eccles School of Business. He is also a graduate of Utah State University.
Senior Fixed Income Analyst
Taylor holds a Master of Financial Economics and is a graduate of Utah State University.
Director of Portfolio Strategy
Tyson is a graduate of the University of Utah.
Manager of Portfolio Strategy
Ian is a graduate of Westminster University.
Senior Fixed Income Analyst
Samantha is a graduate of Utah State University.
Disclaimer:
Andres Guzman is registered as an Investment Advisor Representative of Portside Wealth Group, LLC, an SEC-Registered Investment Advisor.
All named entities listed are unaffiliated.
Legacy Wealth Investment Counsel, LLC
17 Corporate Plaza Drive, 2nd Floor, Newport Beach, California 92660, United States
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